ThomasLloyd Capital LLC is licensed as a registered broker-dealer by the United States Securities and Exchange Commission (SEC) under CRD number 38784 and is a member of the Financial Industry Regulatory Authority, Inc. (FINRA) and the Securities Investor Protection Corporation (SIPC), brokercheck.finra.org.

ThomasLloyd Global Asset Management (Americas) LLC is licensed as a registered investment advisor by the United States Securities and Exchange Commission (SEC) under registration number 801-113991 and CRD number 298222. ThomasLloyd Global Asset Management (Americas) LLC also complies with the requirements in the current version of the 1940 Investment Advisers Act adviserinfo.sec.gov.

ThomasLloyd Global Asset Management (Schweiz) AG is a member of the Financial Services Standards Association (VQF) and the Industry Association for Independent Asset Managers (BOVV), with membership number 12460. VQF is an officially recognised self-regulatory organisation (SRO) within the meaning of the Anti-Money Laundering Act (GWG) and is regulated and supervised by the Federal Financial Market Supervisory Authority (FINMA).

Registered with the Commission de Surveillance du Secteur Financier (CSSF), a public institution which supervises the Luxembourg financial sector.