Senior Compliance Manager, Europe

Department: Compliance
Region: Europe
Location: Zurich / Remote

Who We Are

ThomasLloyd is a leading independent asset manager and impact investor with first-hand experience in managing complex infrastructure projects in high growth and emerging markets across the full project lifecycle. Headquartered in Zurich and with over 250 employees in 16 locations in North America, Europe and Asia, the company has raised over USD 1.6 billion of aggregate capital to date in sustainable infrastructure for a broad range of private and institutional investors around the world.

Your Mission

As a Senior Compliance Manager you will provide compliance advice, monitoring and oversight while balancing the commercial needs of our fast-growing business in Europe. You will work closely with internal stakeholders as well as with external advisors to guide the group from a European compliance perspective as we expand and diversify across investor segments. The ThomasLloyd major distribution markets include the DACH region, France, Benelux as well as the Nordics markets. You will have a deep knowledge and understanding of the European regulatory frameworks, regimes and regulatory and reporting requirements. You are a self-starter, who will strive in a dynamic and fast growing environment where contribution is recognized from day one and a strong platform for further personal and professional development is provided. The preferred location for the role is Zurich, but remote working outside of Switzerland with regular travel to Zurich can be discussed.

Key Success Criteria

  • 8+ years of experience managing European compliance within the Asset Management and Wealth Management industry.
  • Strong knowledge of European regulation and experience of supporting on regulatory change, impact analysis and best practice.
  • Assessment and interpretation of existing and new legislation and regulatory requirements.
  • Experience of reviewing marketing and sales materials / prospectuses, with exposure to distribution compliance a plus.
  • Excellent command of both German and English.

Personal Attributes and Competencies

  • Commercial Approach
  • Sound Judgement
  • Solution Focused
  • Cross Group Collaboration
  • Resilient

Our Culture

  • We are pioneers in our field
  • We are passionate about what we do
  • We are driven by performance
  • We are lifelong learners
  • We take initiative and own the outcome

    APPLYING FOR A POSITION OR OPPORTUNITY AT THOMASLLOYD

    If you are interested in an open position or potential opportunities at ThomasLloyd, please apply by uploading and submitting:

    • Cover letter: Please explain why you are interested in the position and your motivation for applying, what you will bring to the role and why you think you would be a good fit for ThomasLloyd.
    • CV: Please provide a comprehensive description of yourself, work history and achievements including formal education, work experience, language skills, IT skills, interests, activities and references.

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    ... or contact us directly as even in a digital world nothing can replace a one-to-one conversation. We are looking forward to hearing from you!

    ThomasLloyd Group
    Recruiting Team
    Uraniastrasse 35
    8001 Zurich
    Switzerland

    Tel: +41 44 213 6767
    Fax: +41 44 213 6777